Mo1s
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# Conflicts: # 10-研究框架/README.md # 项目框架1-基于RTOS的五类场景AI实时性研究/20-实验与规划/03-实验设计.md # 项目框架1-基于RTOS的五类场景AI实时性研究/20-实验与规划/metric.md
171 lines
18 KiB
Markdown
171 lines
18 KiB
Markdown
# 论文参考文献候选清单
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## 1. 文档说明
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本文依据仓库根目录的 `最终稿文章规划.md`、`00-项目总览`、`10-研究框架`、`20-实验与规划` 以及现有参考文件，整理拟投实时系统、嵌入式系统或机器学习系统会议论文时可使用的参考文献。
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书目格式参照 `GB/T 7714—2015`，英文会议论文保留原始会议名称。在线文档统一记录访问日期 `2026-09-21`。最终投稿时应使用目标会议的 BibTeX/LaTeX 样式重新生成，并再次核对作者、页码、DOI 和版本。
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当前项目已经从旧规划中的“四层谱系”调整为 `T5~T1` 五类部署形态与 11 个代表档位。本文献表按当前项目口径组织，但仍可支撑旧版 `最终稿文章规划.md` 的十章结构。
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## 2. 章节—参考文献映射
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| 论文内容 | 建议优先引用 | 支撑作用 |
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| 第1章 引言 | `[1]~[10]`、`[42]`、`[50]~[53]` | 实时保障基础、任务关键 AI 背景和安全边界 |
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| 第2章 背景与相关工作 | `[1]~[32]` | 经典调度、PREEMPT_RT、LLM 推理服务、KV Cache、加速器和量化 |
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| 第3章 部署形态与硬件谱系 | `[34]~[39]`、`[43]~[47]` | Edge/Datacenter 方法、功率边界、模型与推理运行时 |
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| 第4章 SylixOS 调度框架 | `[1]~[9]`、`[12]~[33]`、`[43]~[47]` | 任务图、内存、异构加速、量化、中断与运行时实现 |
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| 第5章 实验方法学 | `[5]`、`[6]`、`[34]~[42]`、`[48]`、`[49]` | 延迟测试、MLPerf、功率、统计、公平性和可复现性 |
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| 第6章 模型与负载 | `[11]`、`[12]`、`[27]~[33]`、`[43]~[47]` | Transformer、低比特模型、Qwen、llama.cpp、TensorRT-LLM |
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| 第7章 实验结果 | `[34]~[41]` | 指标、功率、尾延迟、温度、公平性和统计解释 |
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| 第8章 深入分析 | `[1]~[33]`、`[37]~[41]` | 根因分析、机制对照与跨层权衡 |
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| 第9章 威胁有效性 | `[7]~[10]`、`[34]~[42]`、`[48]~[53]` | 系统边界、复现性、功能安全与跨设备测量限制 |
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| 第10章 结论与展望 | `[23]`、`[24]`、`[26]`、`[33]`、`[50]~[53]` | 动态调度、精度/资源协同、任务关键 AI 和安全论证 |
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## 3. 实时调度、RTOS 与操作系统基础
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[1] LIU C L, LAYLAND J W. Scheduling algorithms for multiprogramming in a hard-real-time environment[J]. Journal of the ACM, 1973, 20(1): 46-61. DOI: [10.1145/321738.321743](https://doi.org/10.1145/321738.321743).
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[2] SHA L, RAJKUMAR R, LEHOCZKY J P. Priority inheritance protocols: An approach to real-time synchronization[J]. IEEE Transactions on Computers, 1990, 39(9): 1175-1185. DOI: [10.1109/12.57058](https://doi.org/10.1109/12.57058).
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[3] AUDSLEY N, BURNS A, RICHARDSON M, et al. Applying new scheduling theory to static priority pre-emptive scheduling[J]. Software Engineering Journal, 1993, 8(5): 284-292. DOI: [10.1049/sej.1993.0034](https://doi.org/10.1049/sej.1993.0034).
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[4] TINDELL K, BURNS A, WELLINGS A J. An extendible approach for analyzing fixed priority hard real-time tasks[J]. Real-Time Systems, 1994, 6(2): 133-151. DOI: [10.1007/BF01088593](https://doi.org/10.1007/BF01088593).
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[5] LINUX KERNEL COMMUNITY. Theory of operation: Real-time preemption[EB/OL]. [2026-09-21]. [https://docs.kernel.org/core-api/real-time/theory.html](https://docs.kernel.org/core-api/real-time/theory.html).
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[6] LINUX FOUNDATION REAL-TIME LINUX. Cyclictest: Test design, interpretation and limitations[EB/OL]. [2026-09-21]. [https://wiki.linuxfoundation.org/realtime/documentation/howto/tools/cyclictest/start](https://wiki.linuxfoundation.org/realtime/documentation/howto/tools/cyclictest/start).
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[7] 翼辉信息. SylixOS 概述[EB/OL]. [2026-09-21]. [https://docs.acoinfo.com/sylixos/app/introduction_to_operating_systems/sylixos_overview.html](https://docs.acoinfo.com/sylixos/app/introduction_to_operating_systems/sylixos_overview.html).
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[8] 翼辉信息. SylixOS 发展历程[EB/OL]. [2026-09-21]. [https://docs.acoinfo.com/sylixos/start/get_to_know_sylixos/development_history.html](https://docs.acoinfo.com/sylixos/start/get_to_know_sylixos/development_history.html).
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[9] QNX. Priorities and scheduling: QNX Neutrino RTOS[EB/OL]. [2026-09-21]. [https://qnx.com/developers/docs/7.0.0/com.qnx.doc.neutrino.prog/topic/overview_PRIOR.html](https://qnx.com/developers/docs/7.0.0/com.qnx.doc.neutrino.prog/topic/overview_PRIOR.html).
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[10] THE OPEN GROUP. POSIX.1-2024: Realtime functions and general information[S/OL]. 2024[2026-09-21]. [https://pubs.opengroup.org/onlinepubs/9799919799/functions/V2_chap02.html](https://pubs.opengroup.org/onlinepubs/9799919799/functions/V2_chap02.html).
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## 4. Transformer、LLM 推理调度与服务系统
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[11] VASWANI A, SHAZEER N, PARMAR N, et al. Attention is all you need[C]//Advances in Neural Information Processing Systems 30. 2017: 5998-6008. [https://proceedings.neurips.cc/paper/7181-attention-is-all-you-need](https://proceedings.neurips.cc/paper/7181-attention-is-all-you-need).
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[12] DAO T, FU D Y, ERMON S, et al. FlashAttention: Fast and memory-efficient exact attention with IO-awareness[C]//Advances in Neural Information Processing Systems 35. 2022. [https://proceedings.neurips.cc/paper/2022/hash/67d57c32e20fd0a7a302cb81d36e40d5-Abstract-Conference.html](https://proceedings.neurips.cc/paper/2022/hash/67d57c32e20fd0a7a302cb81d36e40d5-Abstract-Conference.html).
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[13] DAO T. FlashAttention-2: Faster attention with better parallelism and work partitioning[C]//International Conference on Learning Representations. 2024. [https://openreview.net/forum?id=mZn2Xyh9Ec](https://openreview.net/forum?id=mZn2Xyh9Ec).
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[14] YU G I, JEONG J S, KIM G W, et al. Orca: A distributed serving system for Transformer-based generative models[C]//16th USENIX Symposium on Operating Systems Design and Implementation. 2022. [https://www.usenix.org/conference/osdi22/presentation/yu](https://www.usenix.org/conference/osdi22/presentation/yu).
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[15] KWON W, LI Z, ZHUANG S, et al. Efficient memory management for large language model serving with PagedAttention[C]//Proceedings of the 29th ACM Symposium on Operating Systems Principles. 2023. [https://arxiv.org/abs/2309.06180](https://arxiv.org/abs/2309.06180).
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[16] AGRAWAL A, KEDIA N, PANWAR A, et al. Taming throughput-latency tradeoff in LLM inference with Sarathi-Serve[C]//18th USENIX Symposium on Operating Systems Design and Implementation. 2024: 117-134. [https://www.usenix.org/conference/osdi24/presentation/agrawal](https://www.usenix.org/conference/osdi24/presentation/agrawal).
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[17] ZHONG Y, LIU S, CHEN J, et al. DistServe: Disaggregating prefill and decoding for goodput-optimized large language model serving[C]//18th USENIX Symposium on Operating Systems Design and Implementation. 2024: 193-210. [https://www.usenix.org/conference/osdi24/presentation/zhong-yinmin](https://www.usenix.org/conference/osdi24/presentation/zhong-yinmin).
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[18] SUN B, HUANG Z, ZHAO H, et al. Llumnix: Dynamic scheduling for large language model serving[C]//18th USENIX Symposium on Operating Systems Design and Implementation. 2024: 173-191. [https://www.usenix.org/conference/osdi24/presentation/sun-biao](https://www.usenix.org/conference/osdi24/presentation/sun-biao).
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[19] GUJARATI A, KARANASOS K, CURINO C, et al. Serving DNNs like Clockwork: Performance predictability from the bottom up[C]//14th USENIX Symposium on Operating Systems Design and Implementation. 2020. [https://www.usenix.org/conference/osdi20/presentation/gujarati](https://www.usenix.org/conference/osdi20/presentation/gujarati).
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[20] SHENG Y, ZHENG L, YUAN B, et al. FlexGen: High-throughput generative inference of large language models with a single GPU[C]//Proceedings of the 40th International Conference on Machine Learning. PMLR, 2023, 202. [https://proceedings.mlr.press/v202/sheng23a.html](https://proceedings.mlr.press/v202/sheng23a.html).
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[21] ZHANG Z, SHENG Y, ZHOU T, et al. H2O: Heavy-Hitter Oracle for efficient generative inference of large language models[C]//Advances in Neural Information Processing Systems 36. 2023. [https://proceedings.neurips.cc/paper_files/paper/2023/hash/6ceefa7b15572587b78ecfcebb2827f8-Abstract.html](https://proceedings.neurips.cc/paper_files/paper/2023/hash/6ceefa7b15572587b78ecfcebb2827f8-Abstract.html).
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[22] LEE W, LEE J, SEO J, et al. InfiniGen: Efficient generative inference of large language models with dynamic KV cache management[C]//18th USENIX Symposium on Operating Systems Design and Implementation. 2024: 155-172. [https://www.usenix.org/conference/osdi24/presentation/lee](https://www.usenix.org/conference/osdi24/presentation/lee).
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[23] PRABHU R, NAYAK A, MOHAN J, et al. vAttention: Dynamic memory management for serving LLMs without PagedAttention[EB/OL]. arXiv:2405.04437, 2024[2026-09-21]. [https://arxiv.org/abs/2405.04437](https://arxiv.org/abs/2405.04437).
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[24] BAI Z, ZHANG Z, ZHU Y, et al. PipeSwitch: Fast pipelined context switching for deep learning applications[C]//14th USENIX Symposium on Operating Systems Design and Implementation. 2020: 499-514. [https://www.usenix.org/conference/osdi20/presentation/bai](https://www.usenix.org/conference/osdi20/presentation/bai).
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[25] CHOI Y, RHU M. PREMA: A predictive multi-task scheduling algorithm for preemptible neural processing units[C]//2020 IEEE International Symposium on High Performance Computer Architecture. 2020. DOI: [10.1109/HPCA47549.2020.00030](https://doi.org/10.1109/HPCA47549.2020.00030).
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[26] NVIDIA. CUDA Programming Guide: Asynchronous execution, streams and events[EB/OL]. [2026-09-21]. [https://docs.nvidia.com/cuda/cuda-programming-guide/02-basics/asynchronous-execution.html](https://docs.nvidia.com/cuda/cuda-programming-guide/02-basics/asynchronous-execution.html).
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## 5. 量化、低比特推理与质量约束
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[27] DETTMERS T, LEWIS M, BELKADA Y, et al. LLM.int8(): 8-bit matrix multiplication for Transformers at scale[C]//Advances in Neural Information Processing Systems 35. 2022. [https://proceedings.neurips.cc/paper_files/paper/2022/hash/c3ba4962c05c49636d4c6206a97e9c8a-Abstract-Conference.html](https://proceedings.neurips.cc/paper_files/paper/2022/hash/c3ba4962c05c49636d4c6206a97e9c8a-Abstract-Conference.html).
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[28] FRANTAR E, ASHKBOOS S, HOEFLER T, et al. GPTQ: Accurate post-training quantization for generative pre-trained Transformers[C]//International Conference on Learning Representations. 2023. [https://openreview.net/forum?id=tcbBPnfwxS](https://openreview.net/forum?id=tcbBPnfwxS).
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[29] XIAO G, LIN J, SEZNEC M, et al. SmoothQuant: Accurate and efficient post-training quantization for large language models[C]//Proceedings of the 40th International Conference on Machine Learning. PMLR, 2023, 202: 38087-38099. [https://proceedings.mlr.press/v202/xiao23c.html](https://proceedings.mlr.press/v202/xiao23c.html).
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[30] LIN J, TANG J, TANG H, et al. AWQ: Activation-aware weight quantization for on-device LLM compression and acceleration[C]//Proceedings of Machine Learning and Systems. 2024, 6. [https://proceedings.mlsys.org/paper_files/paper/2024/hash/42a452cbafa9dd64e9ba4aa95cc1ef21-Abstract-Conference.html](https://proceedings.mlsys.org/paper_files/paper/2024/hash/42a452cbafa9dd64e9ba4aa95cc1ef21-Abstract-Conference.html).
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[31] DETTMERS T, PAGNONI A, HOLTZMAN A, et al. QLoRA: Efficient finetuning of quantized LLMs[C]//Advances in Neural Information Processing Systems 36. 2023. [https://proceedings.neurips.cc/paper_files/paper/2023/hash/1feb87871436031bdc0f2beaa62a049b-Abstract.html](https://proceedings.neurips.cc/paper_files/paper/2023/hash/1feb87871436031bdc0f2beaa62a049b-Abstract.html).
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[32] LIN Y, TANG H, YANG S, et al. QServe: W4A8KV4 quantization and system co-design for efficient LLM serving[C]//Proceedings of Machine Learning and Systems. 2025, 7. [https://proceedings.mlsys.org/paper_files/paper/2025/hash/fbe2b2f74a2ece8070d8fb073717bda6-Abstract-Conference.html](https://proceedings.mlsys.org/paper_files/paper/2025/hash/fbe2b2f74a2ece8070d8fb073717bda6-Abstract-Conference.html).
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[33] ZHAO Y, LIN C Y, ZHU K, et al. Atom: Low-bit quantization for efficient and accurate LLM serving[C]//Proceedings of Machine Learning and Systems. 2024, 6. [https://proceedings.mlsys.org/paper_files/paper/2024/hash/5edb57c05c81d04beb716ef1d542fe9e-Abstract-Conference.html](https://proceedings.mlsys.org/paper_files/paper/2024/hash/5edb57c05c81d04beb716ef1d542fe9e-Abstract-Conference.html).
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## 6. 评估、功耗、热管理与可复现性
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[34] REDDI V J, CHENG C, KANTER D, et al. MLPerf Inference Benchmark[EB/OL]. arXiv:1911.02549, 2019[2026-09-21]. [https://arxiv.org/abs/1911.02549](https://arxiv.org/abs/1911.02549).
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[35] MLCOMMONS. MLPerf Inference Benchmark Suite[EB/OL]. [2026-09-21]. [https://docs.mlcommons.org/inference/index_gh/](https://docs.mlcommons.org/inference/index_gh/).
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[36] MLCOMMONS. MLPerf Inference power measurement[EB/OL]. [2026-09-21]. [https://docs.mlcommons.org/inference/power/](https://docs.mlcommons.org/inference/power/).
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[37] DEAN J, BARROSO L A. The tail at scale[J]. Communications of the ACM, 2013, 56(2): 74-80. [https://research.google/pubs/the-tail-at-scale/](https://research.google/pubs/the-tail-at-scale/).
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[38] HUANG W, GHOSH S, VELUSAMY S, et al. HotSpot: A compact thermal modeling methodology for early-stage VLSI design[J]. IEEE Transactions on Very Large Scale Integration Systems, 2006, 14(5): 501-513. DOI: [10.1109/TVLSI.2006.876103](https://doi.org/10.1109/TVLSI.2006.876103).
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[39] STANDARD PERFORMANCE EVALUATION CORPORATION. SPECpower_ssj2008[EB/OL]. [2026-09-21]. [https://www.spec.org/osg/power_ssj2008/](https://www.spec.org/osg/power_ssj2008/).
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[40] JAIN R, CHIU D M, HAWE W R. A quantitative measure of fairness and discrimination for resource allocation in shared computer systems[R]. DEC Research Report TR-301, 1984. [https://www.cse.wustl.edu/~jain/papers/ftp/fairness.pdf](https://www.cse.wustl.edu/~jain/papers/ftp/fairness.pdf).
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[41] EFRON B, TIBSHIRANI R J. An introduction to the bootstrap[M]. New York: Chapman & Hall/CRC, 1993.
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[42] ASSOCIATION FOR COMPUTING MACHINERY. Artifact review and badging policy[EB/OL]. [2026-09-21]. [https://www.acm.org/publications/policies/artifact-review-and-badging-current](https://www.acm.org/publications/policies/artifact-review-and-badging-current).
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## 7. 模型、推理框架与工程实现资料
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[43] YANG A, YANG B, ZHANG B, et al. Qwen2.5 Technical Report[EB/OL]. arXiv:2412.15115, 2024[2026-09-21]. [https://arxiv.org/abs/2412.15115](https://arxiv.org/abs/2412.15115).
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[44] GGERGANOV, GGML-ORG. llama.cpp: LLM inference in C/C++[CP/OL]. [2026-09-21]. [https://github.com/ggml-org/llama.cpp](https://github.com/ggml-org/llama.cpp).
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[45] NVIDIA. TensorRT-LLM architecture overview[EB/OL]. [2026-09-21]. [https://nvidia.github.io/TensorRT-LLM/architecture/overview.html](https://nvidia.github.io/TensorRT-LLM/architecture/overview.html).
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[46] NVIDIA. NVIDIA Data Center GPU Manager: Field identifiers[EB/OL]. [2026-09-21]. [https://docs.nvidia.com/datacenter/dcgm/latest/dcgm-api/dcgm-api-field-ids.html](https://docs.nvidia.com/datacenter/dcgm/latest/dcgm-api/dcgm-api-field-ids.html).
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[47] LINUX KERNEL COMMUNITY. How realtime kernels differ[EB/OL]. [2026-09-21]. [https://docs.kernel.org/core-api/real-time/differences.html](https://docs.kernel.org/core-api/real-time/differences.html).
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## 8. 任务关键 AI、功能安全与时间同步标准
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[48] ULLRICH L, BUCHHOLZ M, DIETMAYER K, et al. AI safety assurance for automated vehicles: A survey on research, standardization, regulation[J]. IEEE Transactions on Intelligent Vehicles, 2024. DOI: [10.1109/TIV.2024.3496797](https://doi.org/10.1109/TIV.2024.3496797).
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[49] IEC. IEC 61508:2010, Functional safety of electrical/electronic/programmable electronic safety-related systems—Parts 1 to 7[S]. 2nd ed. Geneva: International Electrotechnical Commission, 2010. [https://webstore.iec.ch/en/publication/22273](https://webstore.iec.ch/en/publication/22273).
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[50] ISO. ISO 26262:2018, Road vehicles—Functional safety[S]. 2nd ed. Geneva: International Organization for Standardization, 2018. [https://www.iso.org/publication/PUB200262.html](https://www.iso.org/publication/PUB200262.html).
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[51] ISO. ISO/PAS 8800:2024, Road vehicles—Safety and artificial intelligence[S]. Geneva: International Organization for Standardization, 2024. [https://www.iso.org/standard/83303.html](https://www.iso.org/standard/83303.html).
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[52] IEEE. IEEE Std 1588-2019, IEEE Standard for a Precision Clock Synchronization Protocol for Networked Measurement and Control Systems[S]. New York: IEEE, 2019. [https://standards.ieee.org/ieee/1588/6825/](https://standards.ieee.org/ieee/1588/6825/).
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[53] RTCA. DO-178C: Software considerations in airborne systems and equipment certification[S]. Washington, D.C.: RTCA, 2011. [https://www.rtca.org/do-178/](https://www.rtca.org/do-178/).
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## 9. 使用与取舍建议
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### 9.1 核心正文优先保留
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受篇幅限制时，建议首先保留 `[1]~[6]`、`[11]`、`[14]~[22]`、`[25]~[30]`、`[34]~[42]`、`[49]~[52]`。它们分别支撑实时理论、LLM 服务、异构调度、量化、实验方法与任务关键边界。
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### 9.2 只作工程实现说明
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`[7]~[10]`、`[26]`、`[35]`、`[36]`、`[39]`、`[44]~[47]` 属于官方标准、文档或开源实现，适合说明平台能力、API 语义和实验工具，不宜单独用来证明算法创新或相对性能优势。
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### 9.3 需要谨慎使用
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- `[23]`、`[34]`、`[43]` 为预印本或技术报告，投稿前应检查是否已有正式发表版本。
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- 功能安全标准只能支撑需求与证据框架；本项目原型未完成对应认证时，不得据此宣称满足 SIL、ASIL 或适航要求。
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- SylixOS、QNX、CUDA、TensorRT-LLM 等官方资料描述的是产品或接口能力，实际可用性仍需由本项目准入实验验证。
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- 任何外部论文报告的倍数提升都不能移植为本项目预期结果，只能用于选择对照方案和解释机制。
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## 10. 待补充文献
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正式投稿前还应根据实际实验结果补充：
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1. 最终采用的 RKLLM/RKNN SDK、芯片手册和模型转换工具的固定版本文档；
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2. 实际使用的 SylixOS BSP、驱动和追踪工具文档；
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3. 若完成 T1 多节点实验，补充 NCCL、RDMA 和分布式推理的正式文献；
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4. 若完成 MoE 实验，补充专家路由、负载均衡和专家并行文献；
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5. 若论文转投 ISLPED，补充 DVFS、race-to-idle 与嵌入式热管理相关工作；
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6. 若论文面向车载或航空场景，按最终系统边界补充 ISO 26262、ISO/PAS 8800、DO-178C 及行业适用指南。
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